Investment Advisers Act

Results: 2659



#Item
51UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 1, 2015 INVESTMENT COMPANY ACT OF 1940

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 1, 2015 INVESTMENT COMPANY ACT OF 1940

Add to Reading List

Source URL: www.sec.gov.

- Date: 2015-05-01 16:30:55
    52#..SEC-6 System name: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act o

    #..SEC-6 System name: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act o

    Add to Reading List

    Source URL: edgar.sec.gov

    - Date: 2007-08-24 13:06:04
      53UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoSeptember 23, 2014

      UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoSeptember 23, 2014

      Add to Reading List

      Source URL: edgar.sec.gov

      - Date: 2014-09-23 14:09:40
        54UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 6, 2015 INVESTMENT COMPANY ACT OF 1940

        UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 6, 2015 INVESTMENT COMPANY ACT OF 1940

        Add to Reading List

        Source URL: edgar.sec.gov

        - Date: 2015-05-06 12:17:43
          55UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoJune 21, 2013 INVESTMENT ADVISERS ACT OF 1940

          UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoJune 21, 2013 INVESTMENT ADVISERS ACT OF 1940

          Add to Reading List

          Source URL: www.sec.gov.

          Language: English - Date: 2013-06-21 09:43:15
            56UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4001; January 20, 2015

            UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4001; January 20, 2015

            Add to Reading List

            Source URL: edgar.sec.gov

            Language: English - Date: 2015-01-20 17:38:17
              57UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING

              UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING

              Add to Reading List

              Source URL: www.sec.gov

              Language: English - Date: 2015-04-28 14:56:21
                58UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 1, 2015 INVESTMENT COMPANY ACT OF 1940

                UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 1, 2015 INVESTMENT COMPANY ACT OF 1940

                Add to Reading List

                Source URL: edgar.sec.gov

                Language: English - Date: 2015-05-01 16:30:55
                  59Disclaimer Spur Capital Partners, LLC is a registered investment adviser under the Investment Advisers Act ofThe purpose of this website is limited to providing general information on our services and philosophy.

                  Disclaimer Spur Capital Partners, LLC is a registered investment adviser under the Investment Advisers Act ofThe purpose of this website is limited to providing general information on our services and philosophy.

                  Add to Reading List

                  Source URL: www.spurcapital.com

                  Language: English - Date: 2014-12-17 11:04:05
                    60UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4090; May 19, 2015

                    UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4090; May 19, 2015

                    Add to Reading List

                    Source URL: www.sec.gov.

                    Language: English - Date: 2015-05-20 11:43:54